Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 20 Apr 2023)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • [FCA CF] Significant management (24 Aug 2022 to 16 Feb 2023)
    • [FCA CF] Manager of certification employee (24 Aug 2022 to 16 Feb 2023)
    • [FCA CF] Material risk taker (7 Mar 2020 to 13 Nov 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Significant management (24 Aug 2022 to 16 Feb 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Nov 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 13 Nov 2021)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (24 Aug 2022 to 16 Feb 2023)
    • [FCA CF] Significant management (24 Aug 2022 to 16 Feb 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 13 Nov 2021)
  • Morgan Stanley Investment Management (ACD) Limited (no longer approved here)

    FRN 230885

    • [FCA CF] Material risk taker (7 Mar 2020 to 13 Nov 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 13 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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