Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (6 Nov 2020 to 9 Jun 2025)
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- [FCA CF] Manager of certification employee (2 Aug 2019 to 21 Aug 2020)
- [FCA CF] Client dealing (2 Aug 2019 to 30 Sep 2020)
- [FCA CF] Material risk taker (13 Jun 2019 to 2 Jul 2019)
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- CF30 Customer (1 Nov 2007 to 16 Apr 2015)
- CF26 Customer Trading (11 Jul 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 16 Apr 2015)
- CF26 Customer Trading (20 Nov 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (8 Aug 2005 to 14 Nov 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.