Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (16 Jul 2020 to 18 Nov 2021)
    • CF30 Customer (21 Mar 2017 to 8 Dec 2019)
  • TP ICAP Global Markets Americas LLC (no longer approved here)

    FRN 549855

    • CF30 Customer (1 Aug 2011 to 31 Oct 2014)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (1 Nov 2007 to 31 Oct 2014)
    • CF21 Investment Adviser (2 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.