Paul Daffern

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • West Midlands Enterprise Limited

    FRN 121943

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (3 Aug 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (16 Oct 2003 to 31 Oct 2007)
    • CF13 Finance (16 Oct 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (16 Oct 2003 to 8 Dec 2019)
  • Mercia Fund Management Limited (no longer approved here)

    FRN 524856

    • CF28 Systems and controls (4 Jan 2011 to 1 Jun 2011)
    • CF1 Director (4 Jan 2011 to 1 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.