Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 16 Dec 2011)
- Responsible for Insurance Mediation (14 Jan 2005 to 16 Dec 2011)
- CF8 Apportionment and Oversight (1 May 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (1 May 2004 to 16 Dec 2011)
- CF11 Money Laundering Reporting (1 May 2004 to 16 Dec 2011)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 3 Oct 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.