Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF30 Customer (1 Nov 2007 to 31 Aug 2008)
    • CF21 Investment Adviser (30 Sep 2004 to 31 Oct 2007)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF30 Customer (1 Nov 2007 to 31 Aug 2008)
    • CF21 Investment Adviser (30 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.