Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Financial Limited
FRN 497604
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 4 Jun 2024)
- CF1 Director (AR) (since 22 May 2024)
- CF30 Customer (since 22 May 2024)
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Crandles & Co Limited
FRN 942019
- (1)Employed By (since 22 May 2024)
- (1)Employed By (6 Mar 2021 to 4 Apr 2024)
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- CF1 Director (AR) (23 Mar 2021 to 4 Apr 2024)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Apr 2024)
- CF4 Partner (AR) (19 Aug 2011 to 8 Nov 2023)
- CF30 Customer (24 Mar 2011 to 4 Apr 2024)
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- Employed By (15 Apr 2015 to 1 Jul 2015)
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- Employed By (18 Jul 2011 to 4 Apr 2024)
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- Employed By (24 Mar 2011 to 4 Apr 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Crandles & Co Limited
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controlled function added: (1)Employed By at Crandles & Co Limited