Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 Aug 2022)
    • CF1 Director (AR) (since 20 Sep 2010)
    • CF30 Customer (since 20 Sep 2010)
    • (2)Employed By (since 20 Sep 2010)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Aug 2022)
  • Moneytree Wealth Management Ltd (no longer approved here)

    FRN 537029

    • (17)Employed By (14 Jan 2011 to 5 Jan 2015)
  • Maple Leaf Consulting Ltd (no longer approved here)

    FRN 491743

    • (8)Employed By (28 Nov 2008 to 20 Sep 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 20 Sep 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF1 Director (AR) (1 Jun 2005 to 20 Sep 2010)
  • Maple Leaf Financial Services Limited (no longer approved here)

    FRN 215157

    • (26)Employed By (1 Dec 2001 to 20 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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