Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Financial Limited
FRN 497604
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 13 Aug 2022)
- CF1 Director (AR) (since 20 Sep 2010)
- CF30 Customer (since 20 Sep 2010)
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Moneytree Financial Solutions Ltd
FRN 530950
- (2)Employed By (since 20 Sep 2010)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Aug 2022)
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- (17)Employed By (14 Jan 2011 to 5 Jan 2015)
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- (8)Employed By (28 Nov 2008 to 20 Sep 2010)
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- CF30 Customer (1 Nov 2007 to 20 Sep 2010)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
- CF1 Director (AR) (1 Jun 2005 to 20 Sep 2010)
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- (26)Employed By (1 Dec 2001 to 20 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.