Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Wealth Management Limited
FRN 188596
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 28 May 2024)
- [FCA CF] Client dealing (since 28 May 2024)
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- CF1 Director (AR) (22 May 2012 to 21 Mar 2018)
- CF30 Customer (17 Oct 2011 to 21 Mar 2018)
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- CF21 Investment Adviser (3 Oct 2002 to 17 Jun 2004)
- CF22 Investment Adviser (Trainee) (16 May 2002 to 3 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.