Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 May 2024)
    • [FCA CF] Client dealing (since 28 May 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (22 May 2012 to 21 Mar 2018)
    • CF30 Customer (17 Oct 2011 to 21 Mar 2018)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (3 Oct 2002 to 17 Jun 2004)
    • CF22 Investment Adviser (Trainee) (16 May 2002 to 3 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.