Paul Clifford

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clifford Osborne Limited

    FRN 611536

    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2021)
    • [FCA CF] Client dealing (since 26 Feb 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (21 May 2014 to 8 Dec 2019)
    • CF1 Director (21 May 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 May 2014 to 8 Dec 2019)
    • CF30 Customer (21 May 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (21 May 2014 to 30 Sep 2018)
  • OsBorne Financial Services Ltd (K302) (no longer approved here)

    FRN 163309

    • (3)Employed By (28 Mar 2013 to 21 Dec 2014)
  • Hoare Jacques (no longer approved here)

    FRN 154367

    • Employed By (7 Sep 2009 to 11 Feb 2013)
  • MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

    FRN 305330

    • CF1 Director (AR) (27 Feb 2006 to 11 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

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