Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (28 Jan 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Jan 2015 to 8 Dec 2019)
  • Janus Henderson Investors International Limited (no longer approved here)

    FRN 189998

    • CF1 Director (9 Nov 2012 to 18 Nov 2014)
    • CF10 Compliance Oversight (2 Oct 2012 to 18 Nov 2014)
    • CF11 Money Laundering Reporting (2 Oct 2012 to 18 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.