Paul Christopher Moors

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Complex to Clear Group Limited
FRN 751221
- SMF9 Chair of the Governing Body (since 24 Mar 2023)
CHARTWELL FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 189602
- CF1 Director (AR) (21 Jun 2013 to 30 Nov 2018)
Bollington Financial Planning Ltd (no longer approved here)
FRN 424482
- Employed By (21 Jun 2013 to 10 Dec 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.