Paul Charles Shanahan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Futura Investments Limited

    FRN 604923

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2021)
    • [FCA CF] Client dealing (since 15 Jan 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (14 Oct 2013 to 16 Feb 2015)
    • CF1 Director (14 Oct 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Oct 2013 to 16 Feb 2015)
    • CF30 Customer (14 Oct 2013 to 24 Dec 2015)
    • Responsible for Insurance Mediation (14 Oct 2013 to 24 Dec 2015)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (4 Jan 2012 to 9 Nov 2012)
    • CF1 Director (AR) (4 Jan 2012 to 9 Nov 2012)
  • Futura Investments (0507) (no longer approved here)

    FRN 152666

    • (3)Employed By (1 Dec 2001 to 30 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.