Paul Carruthers

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RiverStone Management Limited (no longer approved here)

    FRN 776316

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 31 Mar 2021)
  • RiverStone Insurance (UK) Limited (no longer approved here)

    FRN 202823

    • SMF4 Chief Risk (10 Dec 2018 to 31 Mar 2021)
    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Mar 2021)
    • [PRA CF] Key function holder (10 Dec 2018 to 31 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Mar 2021)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (12 Jan 2016 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (13 Feb 2007 to 12 Dec 2008)
    • CF10 Compliance Oversight (13 Feb 2007 to 12 Dec 2008)
  • RiverStone Managing Agency Limited (no longer approved here)

    FRN 204964

    • SMF4 Chief Risk (10 Dec 2018 to 17 Apr 2019)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Mar 2021)
    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Mar 2021)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (12 Jan 2016 to 6 Mar 2016)
    • CF1 Director (3 Apr 2007 to 4 Dec 2008)
    • CF10 Compliance Oversight (13 Feb 2007 to 12 Dec 2008)
    • CF11 Money Laundering Reporting (13 Feb 2007 to 12 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

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