Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (13 Feb 2019 to 6 Mar 2026)
- [PRA CF] Managing a material risk taker (13 Feb 2019 to 23 Mar 2026)
- [FCA CF] Manager of certification employee (13 Feb 2019 to 6 Mar 2026)
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- [PRA CF] Significant risk taker or Material risk taker (19 Mar 2018 to 6 Mar 2026)
- [FCA CF] Client dealing (22 Jan 2018 to 6 Mar 2026)
- [FCA CF] Manager of certification employee (22 Jan 2018 to 6 Mar 2026)
- [PRA CF] Managing a material risk taker (22 Jan 2018 to 23 Mar 2026)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Jun 2017)
- [FCA CF] Material risk taker (7 Mar 2016 to 20 Jun 2017)
- [FCA CF] Client dealing (7 Mar 2016 to 20 Jun 2017)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.