Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (7 Aug 2013 to 8 Dec 2019)
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- (534)Employed By (8 Apr 2013 to 30 Aug 2013)
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- CF30 Customer (3 Mar 2008 to 31 Dec 2012)
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- CF1 Director (AR) (25 Jan 2002 to 12 May 2005)
- CF21 Investment Adviser (25 Jan 2002 to 31 Dec 2004)
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- (1)Employed By (25 Jan 2002 to 31 Mar 2003)
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- (1)Employed By (1 Dec 2001 to 12 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.