Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 3 Aug 2018)
- CF30 Customer (since 3 Apr 2012)
-
Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 23 Aug 2018)
-
Bligh Financial Management Ltd
FRN 220514
- Employed By (since 3 Aug 2018)
- Employed By (15 Nov 2002 to 2 Aug 2011)
-
- Employed By (1 Aug 2011 to 1 Oct 2020)
-
- CF30 Customer (1 Nov 2007 to 30 Mar 2012)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
- CF1 Director (AR) (1 Jun 2005 to 31 Jul 2011)
-
- Employed By (1 Oct 1998 to 4 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.