Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
- CF1 Director (AR) (14 Nov 2018 to 31 Mar 2024)
- CF30 Customer (14 Nov 2018 to 31 Mar 2024)
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- (1)Employed By (14 Nov 2018 to 31 Mar 2024)
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- CF30 Customer (3 Jan 2012 to 14 Nov 2018)
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- Employed By (28 Jan 2010 to 31 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Waveney Valley Independent Financial Advisers Ltd
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controlled function added: (1)Employed By at Waveney Valley Independent Financial Advisers Ltd