Paul Brian Keeley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 10 Dec 2019)
    • CF30 Customer (since 16 Sep 2013)
  • One Financial Solutions Ltd

    FRN 607130

    • (3)Employed By (since 16 Sep 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 5 Jul 2013)
    • CF21 Investment Adviser (13 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Apr 2002 to 13 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.