Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 25 Sep 2020)
    • CF1 Director (AR) (since 25 Sep 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF22 Investment Adviser (Trainee) (12 Feb 2007 to 31 Oct 2007)
    • (1)Employed By (since 25 Sep 2020)
  • Ashmax Limited (no longer approved here)

    FRN 723086

    • (2)Employed By (22 Mar 2016 to 3 Jul 2020)
  • Teachers Financial Planning Limited (no longer approved here)

    FRN 552276

    • (9)Employed By (1 Feb 2016 to 3 Jul 2020)
  • Ashall Glover Wealth Management Ltd (no longer approved here)

    FRN 572459

    • Employed By (11 Jan 2012 to 9 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Teachers Financial Planning Limited

  2. controlled function added: (9)Employed By at Teachers Financial Planning Limited