Paul Brent Johnson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 16 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 3 Jun 2024)
    • [FCA CF] Functions requiring qualifications (2 Apr 2018 to 25 Apr 2022)
  • Coutts & Company

    FRN 122287

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 16 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 3 Jun 2024)
    • [FCA CF] Functions requiring qualifications (20 Nov 2019 to 25 Apr 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (29 May 2014 to 28 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

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