Paul Boyd Ewing

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mortgage Advice (Staffs) Limited

    FRN 300376

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2021)
    • Responsible for Insurance Mediation (2 Feb 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF21 Investment Adviser (29 Oct 2003 to 16 May 2006)
    • CF22 Investment Adviser (Trainee) (20 May 2003 to 29 Oct 2003)
  • Regency Financial Management (1962) (no longer approved here)

    FRN 173376

    • (16)Employed By (26 Nov 2002 to 8 Sep 2003)
  • Regency Financial Management (no longer approved here)

    FRN 185957

    • (10)Employed By (3 May 2002 to 18 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.