Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Origen Financial Services Limited
FRN 192666
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (23 May 2014 to 8 Dec 2019)
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- CF30 Customer (17 Jun 2011 to 12 Dec 2012)
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- CF30 Customer (15 Dec 2009 to 5 Jan 2010)
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- CF30 Customer (1 Nov 2007 to 15 Dec 2007)
- CF22 Investment Adviser (Trainee) (9 Jan 2004 to 19 Mar 2007)
- CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.