Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF30 Customer (1 Nov 2007 to 31 Jan 2012)
    • CF27 Investment Management (22 Apr 2005 to 31 Oct 2007)
    • CF1 Director (18 Feb 2005 to 5 Apr 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 5 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.