Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TRUE BEARING LIMITED
FRN 486512
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 27 Nov 2023)
- [FCA CF] Functions requiring qualifications (since 27 Nov 2023)
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- CF30 Customer (9 Jul 2012 to 1 Jul 2015)
- CF21 Investment Adviser (14 Mar 2003 to 4 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.