Paul BARKER

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (18 Jun 2021 to 3 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 3 Oct 2022)
    • [FCA CF] Material risk taker (27 Jan 2020 to 3 Oct 2022)
    • [FCA CF] Client dealing (22 Oct 2019 to 3 Oct 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (18 Jun 2021 to 3 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 3 Oct 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 3 Oct 2022)
    • [FCA CF] Client dealing (22 Oct 2019 to 3 Oct 2022)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (18 Jun 2021 to 3 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 3 Oct 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 3 Oct 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 6 Oct 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 6 Oct 2019)
    • [FCA CF] Algorithmic trading (7 Sep 2016 to 6 Oct 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Oct 2019)
    • CF30 Customer (11 Aug 2009 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (7 Sep 2016 to 6 Oct 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 6 Oct 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 6 Oct 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Oct 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 31 Dec 2008)
  • Spreadex Limited (no longer approved here)

    FRN 190941

    • CF26 Customer Trading (19 Apr 2005 to 6 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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