Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (31 Mar 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Jan 2015 to 30 Sep 2018)
    • CF1 Director (5 Jan 2015 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (8 Mar 2007 to 5 Jan 2015)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (12 Oct 2005 to 30 Dec 2006)
    • CF22 Investment Adviser (Trainee) (15 May 2002 to 12 Oct 2005)
    • CF1 Director (AR) (15 May 2002 to 12 Mar 2007)
  • Innovation Financial Management Ltd (no longer approved here)

    FRN 211583

    • (1)Employed By (15 May 2002 to 5 Jan 2015)

Recent activity

Updates to this individual's record on the FCA register.

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