Paul Ashcroft

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Verition Advisors (UK Partners) LLP (no longer approved here)

    FRN 989410

    • [FCA CF] Client dealing (23 Sep 2023 to 15 Jul 2024)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • [FCA CF] Client dealing (24 May 2023 to 22 Sep 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (10 Oct 2022 to 10 Mar 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 10 Mar 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 10 Mar 2023)
    • CF30 Customer (26 Jun 2009 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 22 May 2009)
    • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (26 Jun 2002 to 16 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.