Paul Armstrong

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BLUESPHERE LTD

    FRN 713801

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Sep 2020)
    • [FCA CF] Client dealing (since 15 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
    • CF1 Director (4 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jan 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jan 2016 to 30 Sep 2018)
  • Armstrong Financial Planning Ltd (no longer approved here)

    FRN 163389

    • Employed By (14 Feb 2007 to 31 Dec 2015)
  • Bollington Financial Planning Ltd (no longer approved here)

    FRN 424482

    • Employed By (25 Jan 2005 to 13 Oct 2006)
  • Independent Financial Planning (no longer approved here)

    FRN 176883

    • (5)Employed By (1 Oct 1998 to 20 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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