Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PHOENIX COURT GROUP LIMITED
FRN 915004
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jan 2025)
- [FCA CF] Client dealing (since 1 Feb 2024)
- [FCA CF] Manager of certification employee (since 27 Dec 2023)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Apr 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 7 Apr 2022)
- CF30 Customer (7 Mar 2011 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Sep 2006)
- CF27 Investment Management (1 Dec 2001 to 29 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.