Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Paul Walker

    FRN 563691

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • Sole trader dealing with clients for which they require qualification (since 30 Nov 2020)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 29 Dec 2011)
    • CF21 Investment Adviser (12 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jan 2007 to 12 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.