Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Paul Walker
FRN 563691
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
- Sole trader dealing with clients for which they require qualification (since 30 Nov 2020)
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- CF30 Customer (1 Nov 2007 to 29 Dec 2011)
- CF21 Investment Adviser (12 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Jan 2007 to 12 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.