Paul Anthony Wade

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aspen Wealth Management LLP

    FRN 843370

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 25 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Feb 2020)
    • SMF27 Partner (since 25 Feb 2020)
    • [FCA CF] Client dealing (since 25 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 25 Feb 2020)
    • Responsible for Insurance Distribution (since 25 Feb 2020)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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