Paul Anthony Sand

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sand Financial Planning Limited (no longer approved here)

    FRN 594431

    • [FCA CF] Proprietary trader (9 Dec 2019 to 7 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Dec 2024)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 29 Jul 2013)
    • CF21 Investment Adviser (16 May 2002 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (16 May 2002 to 31 Jan 2007)
  • Sand Associates (no longer approved here)

    FRN 211862

    • (2)Employed By (16 May 2002 to 29 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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