Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Commonwealth Bank of Australia
FRN 139185
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (30 Sep 2019 to 5 Sep 2022)
- CF21 Investment Adviser (29 Aug 2003 to 1 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.