Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 23 Jul 2025)
  • PIA Financial Group Limited (no longer approved here)

    FRN 722746

    • SMF3 Executive Director (9 Dec 2019 to 13 Dec 2019)
    • CF10 Compliance Oversight (18 Jul 2019 to 21 Oct 2019)
    • Responsibility for MCD Intermediation (18 Jul 2019 to 21 Oct 2019)
    • Responsible for Insurance Distribution (18 Jul 2019 to 21 Oct 2019)
    • CF1 Director (1 Jun 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2016 to 30 Sep 2018)
  • MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

    FRN 305330

    • CF1 Director (AR) (7 Sep 2012 to 20 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

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