Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Parjem Ltd

    FRN 745314

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 6 Dec 2018)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (6 Dec 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Sep 2016 to 30 Sep 2018)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (15 Sep 2014 to 23 Oct 2015)
    • CF30 Customer (1 Nov 2007 to 15 Sep 2008)
    • CF21 Investment Adviser (31 Dec 2004 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (30 Jun 2004 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (30 Jun 2004 to 31 Dec 2004)
  • Eden Associates (no longer approved here)

    FRN 459616

    • CF30 Customer (15 Sep 2010 to 16 Jun 2011)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (3 Dec 2008 to 31 Oct 2009)
  • Paul Reid (no longer approved here)

    FRN 400569

    • (1)Employed By (30 Jun 2004 to 15 Sep 2008)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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