Paul Anthony Regier

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Bank Financial Inc (no longer approved here)

    FRN 124715

    • CF30 Customer (1 Nov 2007 to 26 Jan 2010)
    • CF21 Investment Adviser (11 May 2006 to 31 Oct 2007)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (7 Sep 2004 to 10 May 2006)
    • CF22 Investment Adviser (Trainee) (12 Aug 2004 to 7 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.