Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 7 Dec 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 16 Oct 2019)
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St Peters Financial Planning Limited
FRN 938571
- (1)Employed By (since 7 Dec 2020)
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- Employed By (16 Oct 2019 to 4 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.