Paul Anthony Oates

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 8 Dec 2021)
    • [FCA CF] Client dealing (since 14 Dec 2017)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 May 2008)
    • CF21 Investment Adviser (12 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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