Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (AR) (since 2 Jan 2009)
    • CF30 Customer (since 2 Jan 2009)
    • Responsible for Insurance Mediation (2 Jan 2009 to 30 Sep 2018)
    • CF4 Partner (2 Jan 2009 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Jan 2009 to 31 Mar 2009)
    • (1)Employed By (since 2 Jan 2009)
    • (1)Employed By (25 Jan 2005 to 7 Dec 2008)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 7 Dec 2008)
    • CF21 Investment Adviser (25 Jan 2005 to 31 Oct 2007)
    • CF1 Director (AR) (25 Jan 2005 to 7 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Advice & Solutions Ltd

  2. controlled function added: (1)Employed By at Advice & Solutions Ltd