Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Langholm Dalton LLP
FRN 485835
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 1 Dec 2020)
- [FCA CF] Client dealing (since 1 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF1 Director (AR) (since 2 Jan 2009)
- CF30 Customer (since 2 Jan 2009)
- Responsible for Insurance Mediation (2 Jan 2009 to 30 Sep 2018)
- CF4 Partner (2 Jan 2009 to 8 Dec 2019)
- CF8 Apportionment and Oversight (2 Jan 2009 to 31 Mar 2009)
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Advice & Solutions Ltd
FRN 423991
- (1)Employed By (since 2 Jan 2009)
- (1)Employed By (25 Jan 2005 to 7 Dec 2008)
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- CF30 Customer (1 Nov 2007 to 7 Dec 2008)
- CF21 Investment Adviser (25 Jan 2005 to 31 Oct 2007)
- CF1 Director (AR) (25 Jan 2005 to 7 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Advice & Solutions Ltd
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controlled function added: (1)Employed By at Advice & Solutions Ltd