Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 21 Apr 2023)
    • [FCA CF] Client dealing (since 21 Apr 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 May 2023)
    • CF4 Partner (AR) (26 Jul 2018 to 31 Aug 2018)
    • CF30 Customer (31 Aug 2012 to 22 May 2023)
  • Lane-Petter Investments (no longer approved here)

    FRN 814112

    • Employed By (26 Jul 2018 to 22 May 2023)
  • Charles Lane-Petter (no longer approved here)

    FRN 519881

    • Employed By (13 Sep 2012 to 22 May 2023)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 30 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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