Paul Anthony Dunne

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARBOUR ROCK CAPITAL LIMITED

    FRN 754580

    • 10. Broker fund adviser
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 24 Jan 2023)
    • [FCA CF] Client dealing (since 24 Jan 2023)
    • CF1 Director (AR) (since 7 Dec 2022)
    • CF3 Chief Executive (AR) (since 7 Dec 2022)
    • SMF1 Chief Executive (since 21 Nov 2022)
    • SMF3 Executive Director (since 21 Nov 2022)
    • [FCA CF] Manager of certification employee (1 Sep 2022 to 21 Nov 2022)
    • [FCA CF] Significant management (1 Sep 2022 to 21 Nov 2022)
  • Prism Investments Limited

    FRN 985711

    • (2)Employed By (since 7 Dec 2022)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • Responsibility for MCD Intermediation (21 Mar 2016 to 31 Jan 2018)
    • CF10 Compliance Oversight (22 Feb 2016 to 9 Aug 2017)
    • CF1 Director (AR) (5 Mar 2014 to 1 Jan 2018)
    • CF1 Director (4 Feb 2010 to 31 Jan 2018)
  • Sequel Investments Limited (no longer approved here)

    FRN 602456

    • (2)Employed By (24 Apr 2014 to 31 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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