Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TMG Direct Limited
FRN 786245
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 19 Nov 2021)
- Appointed representative dealing with clients for which they require qualification (since 19 Nov 2021)
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- CF30 Customer (10 Jan 2017 to 7 Mar 2017)
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- CF30 Customer (12 Sep 2016 to 8 Jan 2017)
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- CF30 Customer (1 Nov 2007 to 9 Nov 2007)
- CF21 Investment Adviser (23 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Jun 2005 to 23 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.