Paul Anthony Davies

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Davies & Wood LLP

    FRN 845200

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2019)
    • [FCA CF] CASS oversight function (since 18 Dec 2019)
    • [FCA CF] Client dealing (since 18 Dec 2019)
    • Responsibility for MCD Intermediation (since 18 Dec 2019)
    • Responsible for Insurance Distribution (since 18 Dec 2019)
    • SMF16 Compliance Oversight (since 18 Dec 2019)
    • SMF27 Partner (since 18 Dec 2019)
    • [FCA CF] Benchmark submission and administration (since 18 Dec 2019)
  • Trevor Downing Financial Management (IFA) Limited (no longer approved here)

    FRN 118176

    • CF21 Investment Adviser (31 Jan 2003 to 30 Sep 2004)
    • CF22 Investment Adviser (Trainee) (8 Mar 2002 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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