Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 30 Jan 2024)
- CF30 Customer (since 4 Dec 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Mar 2024)
- CF4 Partner (AR) (4 Jan 2010 to 12 Oct 2023)
- CF30 Customer (4 Jan 2010 to 8 Mar 2024)
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- (5)Employed By (26 Jun 2015 to 24 Oct 2018)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.