Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 30 Jan 2024)
    • CF30 Customer (since 4 Dec 2023)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Mar 2024)
    • CF4 Partner (AR) (4 Jan 2010 to 12 Oct 2023)
    • CF30 Customer (4 Jan 2010 to 8 Mar 2024)
  • FOYLE FINANCIAL LTD (no longer approved here)

    FRN 188111

    • (5)Employed By (26 Jun 2015 to 24 Oct 2018)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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