Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Sole trader dealing with clients for which they require qualification (since 26 Feb 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (17 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (17 Dec 2015 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (1 Nov 2007 to 16 Dec 2015)
    • CF7 Sole Trader (AR) (21 Jan 2003 to 31 Jan 2007)
    • CF21 Investment Adviser (21 Jan 2003 to 31 Oct 2007)
  • Paul Tune Financial Services (no longer approved here)

    FRN 177747

    • (1)Employed By (8 Mar 2005 to 16 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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