Paul Andrew Shepherd

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shepherd Independent Financial Advisers Limited

    FRN 958848

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
    • SMF3 Executive Director (since 1 Feb 2022)
    • [FCA CF] Client dealing (since 1 Feb 2022)
    • Responsible for Insurance Distribution (since 1 Feb 2022)
    • SMF16 Compliance Oversight (since 1 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2022)
  • Hebblethwaite Financial Services Ltd (no longer approved here)

    FRN 210550

    • (7)Employed By (21 Mar 2002 to 9 Jun 2004)
  • Westcourt Financial Services Ltd (no longer approved here)

    FRN 125256

    • Employed By (16 Oct 2000 to 31 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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