Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (5 Mar 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Nov 2006 to 5 Mar 2007)
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Newcastle Financial Advisers Limited
FRN 222899
- (10)Employed By (since 23 Nov 2006)
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- CF21 Investment Adviser (1 Mar 2006 to 27 Nov 2006)
- CF22 Investment Adviser (Trainee) (14 Sep 2004 to 1 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.