Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (5 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2006 to 5 Mar 2007)
    • (10)Employed By (since 23 Nov 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Mar 2006 to 27 Nov 2006)
    • CF22 Investment Adviser (Trainee) (14 Sep 2004 to 1 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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