Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- CF30 Customer (since 12 Apr 2024)
- CF1 Director (AR) (since 12 Apr 2024)
- [FCA CF] Significant management (since 24 Oct 2023)
- [FCA CF] Client dealing (since 24 Oct 2023)
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Lionhead Resources Advisors Limited
FRN 933706
- (2)Employed By (since 8 Jun 2022)
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- CF1 Director (AR) (8 Jun 2022 to 12 Apr 2024)
- CF30 Customer (8 Jun 2022 to 12 Apr 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.