Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF30 Customer (since 23 Jan 2025)
- Appointed representative dealing with clients for which they require qualification (since 30 Sep 2024)
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Paul Johnson
FRN 1023717
- (1)Employed By (since 23 Jan 2025)
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- [FCA CF] Manager of certification employee (16 Aug 2018 to 15 Dec 2020)
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- [FCA CF] Manager of certification employee (9 Aug 2018 to 15 Dec 2020)
- CF29 Significant management (13 Dec 2011 to 26 Jun 2015)
- CF30 Customer (15 Dec 2009 to 9 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.